CS Ved Prakash Roy
CS Ved Prakash Roy
Company Secretary & Compliance Officer  ·  Principal Officer KYC/AML
Principal Officer FIU-IND  ·  Grievance Redressal Officer
✉ royvpin@hotmail.com
📞 +91 9999363361
🔗 linkedin.com/in/cs-ved-prakash-roy
🌐 csvedprakashroy.com
📍 Greater Noida, Delhi NCR
Associate Member – ICSI (Since June 2014) LL.B. PGD Securities & Banking Law – ILI PGD Personnel Management – NIPM NCFM Certified 11+ Years' Relevant Experience Member BCD (Inactive)
🎯  Targeting assignments as Company Secretary, Legal & Corporate Governance Professional
🎯 Key Impact Areas
Corporate Secretarial
Corporate Governance
SEBI LODR Compliance
ROC / MCA Filings
KYC / AML / FIU-IND
Contract Management
Corporate Litigation
Investor Relations
Rights Issue
FEMA / RBI / ECB
Labour Law
Title Deed Search
XBRL Conversion
ESG / BRSR Reporting
CERSAI
ERP / SAP FI Module
AIF / VC Fund Regulations
SEBI Financial Markets Compliance
OBPP / Bond Platform Regulations
SEBI (PIT) Advanced Compliance
⚙️ Core Skills
Compliance & Regulatory
SEBI LODRCompanies Act 2013 AML / CFTKYC / CDD / EDD PMLAFEMA ECBFCRAFDI Reporting SEBI (AIF) RegulationsOBPP Compliance SEBI Financial Markets
Legal
Drafting & VettingCorporate Litigation ArbitrationCourt Representation NI Act CasesWrit Petitions
Technical
MS OfficeSAP FI Module Lexcare ToolXBRL MCA / ROC PortalNSE NEAPS
💼 Professional Experience
Company Secretary & Compliance Officer | Principal Officer KYC/AML | Principal Officer FIU-IND | Grievance Redressal Officer
Mar 2025 – Present
HomeShree Housing Finance Limited · NBFC | Housing Finance
  • Leading AML/KYC program: CDD, EDD, Transaction Monitoring, Sanctions Screening, PEP Screening & Negative Media checks; managing a team of 20
  • Furnishing STRs/CTRs to FIU-IND; establishing ongoing transaction monitoring framework including name-list screening & risk categorisation
  • Framing & implementing KYC-AML policies, ML/TF risk assessment & AML training programmes
  • Creation, Modification & Satisfaction of Security Interest on CERSAI
  • Convening Board & Shareholders Meetings; Agenda, Minutes, Annual Report, Director's Report; ROC e-Forms; statutory registers under Companies Act 2013
Asst. Manager – Legal & Secretarial
Feb 2024 – Feb 2025
Asahi India Glass Ltd. (AIS) · Listed | NSE & BSE | JV of Japanese MNC | Gurugram
  • SEBI LODR: quarterly/half-yearly/annual filings with BSE & NSE (NEAPS); Insider Trading Regulations 2015; Takeover Regulations disclosures
  • Investor relations: shareholder queries, IEPF claims, Demat Suspense Account, RTA/NSDL/CDSL coordination
  • ESG/BRSR reporting; Lexcare Compliance Tool; Independent Directors, Women Directors & KMPs appointments
  • Actively participated in Rights Issue of equity shares of AIS
Company Secretary
Apr 2023 – Feb 2024
Ezentech (India) Pvt. Ltd. · FMCG Electrical Product Manufacturing | Delhi NCR
  • Board/general meetings, AGM Notice, Director's Report, e-Forms, statutory registers & ROC filings
Company Secretary (Contract)
Jul 2022 – Mar 2023
National Handloom Development Corporation Ltd. (NHDC) · PSU | Ministry of Textiles, GoI
  • CG Guidelines for CPSEs 2010, CSR guidelines; quarterly DPE Corporate Governance Reports
  • Board meetings, AGM, Annual Report; CAG audit replies; corporate litigation & arbitration
Company Secretary
Apr 2021 – Sep 2021
Jhabua Power Ltd. (JPL) · Power Sector | Gurgaon
  • Board Meetings & AGM; agenda, minutes; statutory records and ROC e-Form filings
Company Secretary & Legal Officer
Nov 2019 – Oct 2020
VRV Asia Pacific Pvt. Ltd. · US MNC (Chart Industries Group) | Sri City, Chennai
  • Altered MOA; obtained IEM-A for Heat Exchange Unit; registered new unit at Hyderabad
  • Drafted & vetted: Technical Assistance, JV, Shareholders, ECB, Business Transfer, Data Protection & NDA agreements
  • RBI ECB LRN; AD Category I Bank approval for ECB extension; FC-GPR, FC-TRS & annual FLA return
  • Corporate litigation, arbitration in Delhi High Court & NI Act cases; SAP FI Module
Company Secretary & Compliance Officer
Aug 2019 – Oct 2019
Indosolar Ltd. · Listed Company | NSE & BSE
  • SEBI LODR compliances, stock exchange filings, board secretarial functions
Executive Legal & Secretarial | CS Management Trainee
Jan 2012 – Dec 2018
Asahi India Glass Ltd. (AIS) · Listed | NSE & BSE | JV of Japanese MNC | Gurugram
  • Completed 15-month CS Management Training; handled Legal & Secretarial of AIS Group Cos.: GX Glass, Windshield Experts & AIS Adhesives
  • Represented AIS and got Karnal premises de-sealed on the same day of sealing by SDM, Karnal
  • SEBI LODR filings, investor relations, board meeting management, ROC e-Forms, statutory registers
Legal Associate
Jul 2011 – Dec 2011
PM Law Associate · Corporate Law Firm | Lajpat Nagar, New Delhi
  • Court appearances; drafting petitions, writ petitions, notices; contract management; corporate/civil matters
🎓 Education & Certifications
Company Secretary (CS)
ICSI, New Delhi
LL.B.
Gulbarga University
PGD – Securities & Banking Law
Indian Law Institute (ILI), New Delhi
PGD – Personnel Management
NIPM, Kolkata
NCFM Certification
NSE Academy
🏛️ Professional Memberships
Associate Member – ICSI
Since 02 June 2014
Member – Bar Council of Delhi (BCD)
Inactive
📌 Personal Details
Residence: Greater Noida, Delhi NCR
Languages: English, Hindi